December 2023 Estimating COVID-19 vaccine protection rates via dynamic epidemiological models—a study of 10 countries
Yuru Zhu, Jia Gu, Yumou Qiu, Song Xi Chen
Author Affiliations +
Ann. Appl. Stat. 17(4): 3324-3348 (December 2023). DOI: 10.1214/23-AOAS1764

Abstract

The real-world performance of vaccines against COVID-19 infections is critically important to counter the pandemics. We propose a varying coefficient stochastic epidemic model to estimate the vaccine protection rates based on the publicly available epidemiological and vaccination data. To tackle the challenges posed by the unobserved state variables, we develop a multistep decentralized estimation procedure that uses different data segments to estimate different parameters. A B-spline structure is used to approximate the underlying infection rates and to facilitate model simulation in obtaining an objective function between the imputed and the simulation-based estimates of the latent state variables, leading to simulation-based estimation of the diagnosis rate using data in the prevaccine period and the vaccine effect parameters using data in the postvaccine periods. The time-varying infection, recovery and death rates are estimated by kernel regressions. We apply the proposed method to analyze the data in ten countries which collectively used eight vaccines. The analysis reveals that the average protection rate of the full vaccination was at least 22% higher than that of the partial vaccination and was largely above the WHO recognized level of 50% before November 20, 2021, including the Delta variant dominated period. The protection rates for the booster vaccine in the Omicron period were also provided.

Funding Statement

The research was partially supported by NSFC Grants 12026607 and 12071013.

Citation

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Yuru Zhu. Jia Gu. Yumou Qiu. Song Xi Chen. "Estimating COVID-19 vaccine protection rates via dynamic epidemiological models—a study of 10 countries." Ann. Appl. Stat. 17 (4) 3324 - 3348, December 2023. https://doi.org/10.1214/23-AOAS1764

Information

Received: 1 April 2022; Revised: 1 March 2023; Published: December 2023
First available in Project Euclid: 30 October 2023

MathSciNet: MR4661700
Digital Object Identifier: 10.1214/23-AOAS1764

Keywords: reproduction number , Scenario analysis , simulation-based estimation , Stochastic epidemic model , varying coefficient model

Rights: Copyright © 2023 Institute of Mathematical Statistics

Vol.17 • No. 4 • December 2023
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